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Brazil-United States Military Relations
in the Early Post-World War II Era
Sonny B. Davis*
Resumo. As estreitas relações
militares entre o Brasil e os Estados Unidos deterioraram-se no período
imediatamente após à II Guerra Mundial. As divisões associadas à Guerra Fria
criaram pressões nacionais e internacionais que levaram a um relacionamento
menos preciso e sempre reativo entre os dois gigantes do hemisfério. Quando
havia uma convergência de metas, as relações militares refletiam a cooperação
amistosa anterior. Quando divergências políticas e institucionais sobre
questões bilaterais emergiam, o Brasil recusava-se a seguir a liderança
norte-americana. Em larga medida, a política externa no pós-guerra obrigou o
Brasil a desenvolver confiança e habilidade para acabar com a prática tradicional
de agir como subordinado de um poderoso protetor. O processo começou com a
assistência norte-americana para a criação da Escola Superior de Guerra e
culminou em 1977 com o fim das relações militares com os EUA (com a denúncia do
acordo militar com os EUA). Dessa forma, o Brasil conquistou parte do seu
antigo desejo de grandeza.
Palavras-chave: Relações Brasil-Estados Unidos, Acordos militares Brasil-Estados
Unidos, Gerra da Korea e Brasil, Acordo Militar Brasil-Estados Unidos 1952.
Brazil-United States Military Relations
in the Early Post-World War II Era
Abstract. The close military relations between the Brazil and the United States
underwent strains in the early post-war era.
Cold War divisions created national and international pressures that led
to a less precise and often reactive relationship between the hemisphere
giants. When there was a convergence of
goals, military relations reflected the previous smooth cooperation. When
political and institutional divisiveness emerged in the officer corps over
bilateral issues, Brazil refused to follow the U.S. lead. To a large degree, the post-war foreign
policy forced Brazil and its military establishment to develop the confidence
and ability to end the traditional practice of acting as a surrogate for a more
powerful patron. The process began with
U.S. assistance in creating the Escola Superior de Guerra and culminated in
1977 with the end of formal military relations with the United States. In so doing, Brazil achieved part of the
long-held desire for grandeza.
Key words: Brazil-United
States Relations, Joint Brazil-United States Military Commission, Argentina,
Brazil, and the United States, Korean War and Brazil, Brazil-United States 1952
Military Accord.
Creation of close military ties between Brazil and the United States
during World War II was the culmination of a process begun much earlier. Efforts of the Baron Rio Branco to realign
Brazil in the diplomatic arena reached fruition under the regime of Getúlio
Vargas in the military field. As the
national and international goals of each country began to mesh, Brazil-U.S.
military relation
s moved from wariness to warmth.[1] According to General Estevão Leitão de
Carvalho, World War II forged a military bond in which there was a “brotherhood
of arms between our two armies, on whose shoulders rests the main
responsibility of the defense of peace on our continent”.[2] Rather than a
brotherhood, a relationship emerged in which a dependent Brazil sought its own grandeza through an association with a
more powerful patron, the United States.
With the defeat of Germany and Japan, each country expected much from
the patron-client relationship.
Brazilian leaders logically believed participation as the United States’
closest Latin American ally during the war would lead to modernization with
American economic and military assistance.
A modernized Brazil would become a full partner and become preeminent in
Latin America. Grandeza would then flow from the relationship with its North
American “brother.” The United States,
on the other hand, expected close ties to yield unquestioning Brazilian support
of its world economic, political, and military policies.[3]
To a degree, each side attempted to fulfill the other’s expectations,
but the complexities of the post-war world affected relations. National and international pressures that
grew out of Cold War divisions created a fluid and, more often than not, a
reactive dynamic in Brazil-U.S. relations. U.S. commitment to anti-communist
policies lumped Brazil with the rest of Latin America as a low threat area and,
hence, a low aid priority region, which clashed with Brazilian desires for
modernization aid. Concomitantly, the
rise of Brazilian nationalism and the realization that the United States would
not provide the level of assistance desired led to opposition to the American
connection. Many Brazilian officers in
the cold war era agreed with geopolitician General Golbery do Couto e Silva
that despite failed expectations, a communist threat to the United States was an
indirect menace to Brazil, which necessitated the maintenance of close military
ties. Others, however, challenged the
relationship.[4]
Ties remained relatively close, but the new nature of Brazil-United
States military relations required constant adjustment to the brotherhood of
arms.[5] Internal, international, and, especially in
Brazil’s case, institutional goals colored the relationship. When national and international goals
coincided, cooperation was relatively smooth.
When divisiveness in Brazilian politics or, perhaps more importantly, in
the Brazilian officers corps emerged over particular bilateral issues, Brazil
refused to follow the U.S. Underlying
bilateral relations was the question of the quality and quantity of U.S.
military assistance. In some respects,
however, the United States’ post-war foreign policy approach forced Brazil to
abandon its inherited penchant of attaching itself as a dependent to a more
powerful patron. Brazil as a nation,
and particularly the Brazilian military, gradually gained confidence and
matured. The first step in the process
began with negotiations for U.S. aid in establishing the Escola Superior de
Guerra and ripened with the issue of Korea and hemisphere defense. By the second half of the 1970s Brazil no
longer required or desired the tutelage of the United States or any country,
and in 1977 ended the thirty-five year formal relationship.[6] In essence, Brazil achieved the first stage
in its drive for greatness.
Because of the connection built during the war, the Brazil-United States
bilateral formula became the model for regional military ties. The problem, however, was the debate in the
United States over a collective versus the bilateral approach to hemisphere
defense. The 1942 Rio Conference
provided the basis of for collective defense through the creation of the
Inter-American Defense Board. The
concept was unpopular with most American and Brazilian military leaders who
envisaged Latin American militaries standardized with U.S. arms, organization,
and doctrine. As the most important
client of the United States, a dependent Brazilian military would be preeminent
in the region, extending U.S., and therefore Brazilian, hegemony over the
hemisphere’s Spanish-speaking nations.
The plan sought to prevent any other foreign connections so the region’s
Americanized militaries could ensure domestic stability and “repress subversive
influence” while protecting U.S. access to vital strategic resources.[7]
If the U.S. military establishment decried the collective defense
scheme, the Brazilians were even more adamant. Brazil preferred close bilateral cooperation even though it
meant continued U.S. veto over bilateral defense plans. Fear that collective defense would lead to a
dispersion of U.S. military aid to more countries and, inevitably, less to
Brazil fueled such concerns.[8] Brazilian apprehension was justified. Within the corridors of power in the United
States a battle raged between the Department of State and the military over
foreign policy-making. During the war,
President Franklin Roosevelt accepted military supremacy in Latin American
policy but his successor, Harry S. Truman, relied on the Department of State.[9] For military relations, the struggle among
the different branches posed the most immediate danger from the Brazilian point
of view.
With the surrender of Japan, the U.S. Navy proposed the dismantling of
the Joint Brazil-United State Defense Commission in Washington and the Joint
Brazil-United States Military Commission in Rio de Janeiro, the bodies that
were the foundations of the brotherhood of arms.[10] Alarmed, the JBUSMC issued Recommendation
No. 16, which called for the diminution of the JBUSDC responsibilities and an
increase in those of the Rio commission.
The Brazilian government and the U.S. War Department approved the plan
as a means of maintaining close bilateral ties, but an astute General Pedro
Aurélio de Góes Monteiro, chief of the General Staff, opposed the idea. Góes Monteiro understood that the end of the
war meant wartime arrangements made in response to immediate needs would no
longer apply. Washington was where
foreign policy, especially aid issues, would be decided. If Brazil was to maintain special ties and
received special treatment in military assistance, the JBUSDC needed to remain
in place and have its power enhanced.
In the end, both commissions were kept but the JBUSMC became dominant
while the JBUSDC slipped into relative obscurity as a reward posting for both
senior Brazilian and U.S. officers who had served their institutions
faithfully.[11]
Confusion seemed to reign in early post-war U.S. policy, which left the
Brazilian military wondering what role it would play in the new world
order. Brazil supported the United
States in word and deed but needed to know if the special military relationship
remained intact. To clarify Brazil’s
position in the U.S. scheme to pursue bilateralism within the context of
multilateral machinery, the chief of the Brazilian Joint General Staff asked the
U.S. delegation of the JBUSMC in 1947 to prepare a study to determine the role
and mission of the Brazilian armed forces in air and coastal defense. Instead, the commission members developed an
entire strategic concept for the Brazilian military that kept its internal
security and air and coastal defense roles but added the provision of
expeditionary forces for hemisphere defense.[12]
The JBUSMC plan caused a firestorm in Washington. The U.S. Joint Chiefs of Staff reprimanded
the U.S. delegation, reiterating that Brazil’s role was essentially a continuance
of the World War II role of defending the Northeast. The advent of nuclear weapons and changing world views in
Washington seemed to relegate Brazil to minor importance, but the unauthorized
study had unforseen results. In June
1948, the U.S. Army established a plan in which the Brazilian Army would engage
in intelligence and counterintelligence, and prepare forces for operations
outside national borders. U.S. Army
planners believed that with U.S. assistance, Brazil could provide two divisions
(approximately 50,000 men) for intervention in neighboring Spanish-speaking
countries should the political situations there deteriorate. In effect, the plan legitimized the building
of close ties by offering Brazil the intermediary role it desired while providing
modernization at the same time.[13]
Events in Brazil, however, overshadowed any proposed plans for the
Brazilian military. As the shape of a
bifurcated world dominated by two powerful nations emerged, Brazil entered a
period of political and social crisis.
In search of a national identity to match the new world, Brazilians
understood the need to develop economically, politically, and socially if the pátria was to achieve grandeza. The division of the world into two
ideologically different camps reflected the divisions in Brazilian society as
to how best to achieve the prized goal.
The military was not immune to those currents and divisions. As a result, post-war military relations
evolved as the Brazilian military was in the process of redefining its
institutional, national and international roles.
U.S. efforts to cope with the rise of the Cold War clearly affected
relations and was one of the elements that stimulated the Brazilian military’s
maturation. The failure of the U.S.
Congress to pass the Inter-American Cooperation Act in 1947 seemed to shelve
the arms standardization idea under which Brazil thought it would be the major
recipient. Perhaps of more concern was
the apparent U.S. rapprochement with Brazil’s rival Argentina. The United States desired hemisphere unity
but was especially concerned with key countries. Argentine ties were important because of that country’s strategic
position vis-a-vis the Straits of Magellan.
U.S. military planners believed that if the Panama Canal became
inoperative in a war with the Soviet Union, cooperation from Argentina was
paramount to keep the southern route open.
Brazil’s opposition to any Argentina-U.S. military arrangement was
considered, but U.S. military leaders somewhat arrogantly thought the
Brazilians could easily be convinced of the wisdom of such a deal.[14]
U.S. military leaders were wrong.
U.S. advances to Argentina stunned the Brazilians and helped spur their
move to a less emotional and more pragmatic military diplomacy. Because of their wartime alliance and the
uncritical support of U.S. initiatives at the 1948 Bogotá Conference, Brazilian
military and political leaders did not expect such behavior from their closest
friend. General Salvador Cesar Obino,
chief of the Armed Forces Joint Staff, articulated Brazilian opposition to
American military aid to Argentina in 1946, hinting for the first time that
Brazil might not follow the U.S. lead without provision of military assistance
on a unilateral basis.[15] Two years later, the Brazilian delegates to
the JBUSDC again expressed their concerns but were met with waffling or
deflecting answers from their American colleagues that sought to explain U.S.
overtures as courtesy or a continuation of bilateral talks begun before the end
of the war.[16]
For the most part, the U.S. military response to Brazilian fears were
structured by the failure of the U.S. Congress to provide a legal means of
transferring arms to Brazil and the other Latin American nations. In 1949 the Congress passed the Mutual Defense
Assistance Act but it allocated no funds for Latin America; arms could be
purchased from the United States with cash but none would be offered as part of
an aid package. The U.S. Congress did
not balk, however, at funding the training of Brazilian officers at U.S.
service schools or at bases in-country, and Brazil was placed in the most
important Group I category of allies who should have the highest priority of
training assistance. Indeed, many
officers who were to play leading roles in Brazil’s political future, such as
Eduardo Gomes, Humberto de Alencar Castello Branco, and Ernesto Geisel,
attended U.S. service schools. However,
both Brazilian and U.S. authorities screened applicants for their political
leanings. Any Brazilian officer
suspected of leftist sympathies was automatically excluded.[17]
Training assistance was not enough to sustain a special military
relationship. In the early post-war
period U.S. views were predicated on the mistaken belief that the Brazilian
military establishment would contentedly accept the U.S. definition of its role
in the relationship. While many U.S.
military leaders believed the failure to provide arms would weaken influence,
few understood that a change was occurring in Brazil. Military ties remained relatively special, but internal and
international pressures required adjustments.
Military statecraft between the hemisphere “brothers” assumed more
intricate and pragmatic forms. The negotiations
for U.S. military’s assistance in the establishment and operation of the
influential Escola Superior de Guerra reflected the evolutionary process of
changing relations and marked the true beginning of the Brazilian military’s
rite of passage into independent adulthood.[18]
General Salvador Cesar Obino first raise the issue of U.S. assistance in
creating the ESG in 1946 discussions with General Dwight D. Eisenhower. Obino wanted active-duty U.S. officers from
each military branch to direct the creation of the school along the lines of the
North American model and a three or four-star general to serve as the school’s
commandant. His vision was that the
U.S. officers tasked with the job would do so under the aegis of the
JBUSMC. The arrangement would make them
part of an already established bilateral military structure, thereby freeing
Brazil of additional financial burdens for their services and avoiding the need
to negotiate a separate agreement.[19]
U. S. military leaders agreed with the concept, for it offered the
chance to confirm the preeminence of its military in the region, as well as
bolster the politically important officer corps. Moreover, many believed U.S. influence on the school’s doctrine
would have an ameliorating effect on the worst of the Brazilian military’s
political tendencies. The Brazilian
Army especially could become a nation building institution rather than a nation
disrupting one.[20]
The problem, from their point of view, was in Obino’s proposal. The U.S. military wanted to use retired
personnel and U.S. law required a military mission separate from the
JBUSMC. Besides a separate contract,
U.S. military leaders proposed a high annual salary of $12,000 for each officer
to be paid by Brazil and refused to allow the officers to do more than act as
advisers to the school. The United
States also wanted the Brazilians to scale down their idea by proposing that
the ESG combine the purposes of the U.S. Armed Forces Staff College, National
War College, and Industrial College rather than creating an institution that
mirrored the U.S. model.[21]
Obino “was flabbergasted” at the U.S. position. He could not understand the objections and
expected the wartime manner of the relationship to continue. He felt that using an American officer to head
the school had precedents when an officer from the previous French patron headed
the Escola de Estado Maior do Exèrcito (later called the Escoal de Comando e
Estado Maior do Exèrcito) and the Escola de Aperfeiçoamento after the arrival
of the French Military Mission in 1919 .
Equally shocked was Brigadier General Henrique Texeira Lott, Brazil’s
military attaché and delegate to the Inter-American Defense Board. Lott had been discussing the project with
U.S. military chiefs and had been given no clue of the U.S. position..[22]
Up to this point talks between Brazilian and U.S. military
representatives regarding the school had been relatively informal. Faced with an unyielding United States, the
Brazilians turned to formal diplomatic channels. On June 18, 1947, Ambassador Carlos Martins Pereira e Sousa
presented the U.S. Secretary of State a formal request for U.S. assistance in
establishing the ESG.[23] Six months had passed since the
Eisenhower-Obino meeting. After lengthy
negotiations, the United States and Brazil reached an agreement in July 1948
that was a scaled down version of what each side wanted. Brazilian financial obligations increased,
though not to the degree U.S. military leaders had desired. And, American anti-communist doctrine
permeated the ESG curriculum with the attendant influence on national political
life but within a clear Brazilian context.[24] The relative ease with which such matters
had been dealt with during the war was now a thing of the past.
The discussions and contract negotiations reflected a military
relationship adjusting to the exigencies of a new world. Henceforth negotiations for U.S. military
assistance assumed a pattern that continued throughout the formalized military
relationship. The Brazilians always
argued for more and better quality of military aid at minimum or no cost and
the United States always sought to provide some, but not all, of the desired
assistance without relinquishing dominance.
Though strained, relations remained relatively close but now resembled
pragmatic business deals in which each side tried to gain an advantage over the
other with the end result a quid pro quo
arrangement. Negotiations for a U.S.
missile-tracking station on Fernando de Norohnha Island, a radio communications
site in Maceió, and a Long Range Navigation station in the Northeast reflected
the future approach to military diplomacy.[25] Negotiations for arms and equipment followed
a predictable pattern, U.S. attempts to obtain Brazilian participation in Korea
occurred in somewhat different contexts with different results.
Financial and diplomatic demands of cold war leadership led the United
States to a relationship that was often contrary to that forged with the shared
dangers and goals of World War II.
Brazilian military leaders resented the seeming U. S. indifference
toward Brazil as expressed in the “leveling” impacts of the Rio and Bogotá
Treaties. The United States, claimed
the Brazilians, was treating their brothers-in-arms as stepchildren.[26] Many Senior U.S. Army officers felt much the
same way, believing there was an obligation to maintain Brazilian pre-eminence
despite the multilateral approach.
Other U.S. military and Department of State officials, including
Secretary of State Dean Acheson, dismissed Brazilian criticisms. Clearly lacking by U.S. officials was a
comprehension of Brazilian military politics.
Nationalism split opinion in the officer corps over numerous issues,
including close ties to the United States.
Articles in A Defesa Nacional
offered clues of Brazilian dissatisfaction but few in United States recognized
what they portended.[27] When hostilities erupted in Korea, the
failure to take the Brazilian point of view into consideration became painfully
apparent.
Brazilian participation in a shooting war was furthest from the minds of
U.S. political and military leaders.
More important was the effect of the 1950 election of a now highly
nationalistic Getúlio Vargas. U.S.
officials believed, however, that the Brazilian Army’s attachment to its North
American “brother” would prevent Vargas from straying far from the U.S. lead in
international affairs.[28] How poor the analysis of the Brazilian
military’s position and of U.S. influence became clear when North Korea plunged
south in June 1950. The United States
sought participation of the Latin American militaries under the Rio Treaty
because the Joint Chiefs of Staff thought U.S. dominance of the region insured
cooperation.[29]
Key to obtaining Latin American participation was Brazil. Indications from other Latin Americans fed
the U.S. belief that a Brazilian commitment of troops for the Korean conflict
would sway the other members of the Organization of American States. By 1950 anti and pro-American sides argued
over the degree to which Brazil should be tied to the United States. Debates over U.S. involvement in the
nation’s petroleum industry and participation in Korea reflected the splits in
Brazilian society. Particularly
profound was the division in the Brazilian officer corps. The Korea issue did not create the situation
but it did define the future direction of national and foreign policies.[30]
The power struggle within the officer corps centered on the Sorbonne
group, headed by Castello Branco, that favored the United States tie and the
nationalists, led by Newton Estillac Leal and Nelson Werneck Sodré, who wanted
to de-emphasize the U.S. connection in favor of alliances with the
underdeveloped world. The extreme
left-leaning radical nationalists blamed the United States for the Korean
conflict and argued for the severance of U.S. ties.[31] The battle for control of military policy
remained within the officer corps until August 1950, when an article in A Revista do Clube Militar entitled
“Considerations about the War in Korea” by the anonymous Capitão X accused the United States of aggression in Korea.[32]
The article set
off a firestorm of accusation and
counteraccusation in the Brazilian officer corps that was carried out in A Defesa Nacional and national
newspapers. To end the divisiveness,
General Canobret Pereira da Costa, the Army minister, transferred the most
vocal opponents of the U.S. connection to distant posts.[33] Victory by the pro-United States group did
not end opposition nor assure that Brazilian troops would be dispatched to
Korea. It did, however, ensure that the
U.S. request for Brazilian troops would be considered. In December 1950 the pro-United States
National Security Council met at Catete Palace to discuss the issue but no
decision was reached. The consensus was
that Brazil should concentrate on prevention of social disorder and stockpiling
primary goods and materials in case the conflagration expanded beyond
Korea. Newly elected President Vargas
also refused to make a commitment.[34]
While the
provision of Brazilian troops had not been conclusively rejected, U.S.
diplomatic and military officials decided to wait for the March 1951 meeting of
the OAS to increase pressure on Brazil.
At the meeting, Brazilian Minister of Foreign Affairs João Neves da
Fontura hinted that an army infantry division might be offered for use in Korea. Later, in meetings with Secretary of State
Dean Acheson and General Charles Bolte, Neves da Fontura and his principle
military adviser General Paulo de Figueiredo, again left the impression that
the Brazilian government and military were amenable to the U.S. request in
return for wide-spread economic and military assistance. Bolte and Figueiredo then received the
charge to work out the details. Vargas
also claimed a desire to continue non-specific military cooperation. More specific were his proposals for U.S.
economic assistance. Neves da Fontura
even suggested the dispatch of a Brazilian military mission to Korea as a
means of preparing public support.[35]
U.S. officials believed Brazil was on the verge of offering troops for
Korea. Discussions proposed by Vargas
seemed to indicate that Brazil would again follow the United States into an
armed conflict. Dean Acheson thought
the Neves da Fontura’s suggestion for a Brazilian military mission represented
a prelude to a larger commitment. But
where the Brazilians were specific on economic assistance issues, they were
vague on military cooperation, a situation lost on the very focused North
Americans. After Neves da Fontura spoke
publically against provision of Brazilian troops, the mission idea died. Nevertheless, the Brazilians continued to
hint that Brazil would participate.[36]
Many U.S. officials became disillusioned with Brazil, even though Góes
Monteiro traveled to Washington ostensibly to discuss Brazilian participation
in Korea.[37] In reality the trip was a last attempt to
obtain assistance before Brazil made a final decision on the U.S. request. His instructions from Vargas reiterated the
consistent Brazilian position; Brazil’s priorities were international security
and economic development. Participation
in Korea would be conditioned on the amount and speed of U.S. economic and
military aid. At the time, Brazil was
unprepared to determine the issue.[38] In short, Brazil wanted quid pro quo:
Brazilian troops in Korea for massive aid.
The catch was that the Brazilians wanted a promise of assistance before
an agreement to send troops. Vargas had
made that mistake in 1942 and did not want to repeat it in 1951. The United States wanted Brazilian
commitment without prior specification of type and amount of aid.
U.S. Army officials took a page from the Brazilians, hinting to their
Brazilian colleagues that provision of an infantry division to Korea would lead
to Brazil being placed in the first category for U.S. military aid. Brazil, however, would have to pay for the
arms and equipment due to lack of legislation for free assistance. Dean Acheson added that payment could even
be deferred if that issue was all that stood in the way of an agreement, an
option not available to other countries contributing forces. And, the United States offered the largest
share of military grant aid appropriated under the newly passed Mutual Security
Act of 1951.[39]
Despite the U.S. offers, Góes Monteiro made clear that any agreement
depended on the outcome of Minister of Finance Horacio Lafer’s mission to obtain
financing of develoment projects of the Joint Brazil-United States Economic
Development Commission with the World Bank, the Export-Import Bank, and the
U.S. Government. Góes also made clear
that discussions about Korea had to occur simultaneously with the question of
hemisphere defense. Since Lafer
succeeded in obtaining agreements increasing Brazil’s loan limits and the U.S.
Joint Chiefs of Staff agreed to Góes’ demands, U.S. officials felt agreement
was at hand. As a result, General
Charles Bolte provided Góes Monteiro two draft agreements dealing with
Brazilian assistance in Korea and defense of the hemisphere.[40]
The drafts
included a number of provisions that became vital to the future independence of
the Brazilian military and the nation’s economic development. Under Article 5, the United States granted
Brazil export licenses and technical assistance for the creation of indigenous
arms and munitions industries, and promised to make purchases from those sources. Even more important, from a distant perspective,
Article 6 provided for the development of local aircraft and naval construction
and repair facilities with U.S. export licenses and technical aid.[41]
U.S. promises were not enough to sway Vargas or segments of the
Brazilian military. Civilian and
military opposition to participation in Korea threatened to divide society and
the officer corps. Moreover, the United
States offered promises and not firm commitments. Vargas did not approve the draft agreements negotiated by Góes
Monteiro and no Brazilian troops went to Korea. Disagreements in Brazilian military and political circles over
cooperation with the United States in hemisphere defense cropped up as well,
but the advantages outweighed the drawbacks.
Using as its basis the Bolte draft agreement on hemisphere defense,
Brazil and the United States reached a new military accord in 1952.
Debate among Brazil’s political and military elite over the 1952
Military Accord was as hot as the one over troops for Korea. The major Brazilian political parties
opposed the accord, for different reasons, and the nationalist military
officers fought its ratification.
Minister of War Estillac Leal resigned in protest after the agreement
was signed because it had been negotiated without his advice or approval. Ratification of the accord also became a
central issue in the 1952 elections for the leadership of the Clube
Militar. Victory by Generals Alcides
Etchegoyen and Nelson de Melo ensured official military backing for the treaty
but did not end the battles within the army or in congress for approval of the
accord. So bitter was the debate that
Góes Monteiro suggested that Vargas withdraw the treaty from the ratification
process. Despite the rancor embroiling
political and military life, the Brazilian congress ratified the accord but
issued a declaration against the dispatch of troops to Korea.[42]
The events of the late 1940s and early 1950s represented the high watermark of Brazil-United States military relations. With the exception of the preparedness of the United States to provide supplies to the military coup masters in 1964 and Brazil’s participation in the 1965 Dominican Republic intervention, military relations functioned in a perfunctory manner based upon each’s perceived interests until the end of the formal alliance. Personal ties remained special as did certain aspects of institutional ties. Over time, however, the Brazilian military’s ability to develop at an arms length from its North American “brother” grew. Early-post war relations were critical to that evolution, for subsequent relations functioned in the context of what occurred during the late-1940s and in the early-1950s. Later negotiations over issues ranging from training and equipment aid to U.S. desires for radio, navigation, and missile-tracking sites, and for troops for the Vietnam War showed the degree to which the early period contributed to Brazil’s military maturation. Much of the independence was made possible because of the specialness of the U.S. connection, particularly the development of local arms, munitions, and aircraft industries. Still, it was the collective will and skill of military and political leaders that moved Brazil in 1977 to cancel the 1952 accord ostensibly because of the Jimmy Carter administration’s linkage of human rights with military assistance.[43] In reality, by 1977 the special ties conferred by the formal relationship had outlived its usefulness. Brazil no longer needed nor wanted a military patron. Military relations remain cordial in current era, but the process that began in the early post-war period reached climaxed with the 1977 break.[44]
* Texas
A&M University - Kingsville.
[1] A number of works analyze the creation of close ties between Brazil and the United States. For example, see E. Bradford Burns, The Unwritten Alliance: Rio Branco and Brazilian-American Relations (New York: Columbia University Press, 1966), 160-162; Frank D. McCann, The Brazilian-American Alliance, 1937-1945 (Princeton: Princeton University Press, 7-9; Paulo Pinto Guedes, “E fomos para a guerra,” In: Getúlio, uma história oral, ed. Valentina da Rocha Lima (Rio de Janeiro: Editora Record, 1986), 212; and Gerson Moura, Autonomia na dependência: A política externa brasileira de 1931 a 1942 (Rio de Janeiro: Editora Nova Fronteira S.A., 1980), 62-66, 142.
[2] “Address
of General Carvalho,” September 7, 1944, RG-218, JCS Military Commissions
U.S.-Brazil, 33-18, DDC 1350, Visits, Box 1, U.S. National Archives (hereafter
NA).
[3] “Current
Status of the Military Aspects of Brazilian-U.S. Relations,” March 28, 1949, RG
319, Plans and Operations Division (hereafter P&O) Decimal File,
1949-February 1950, 091 Brazil, Box 534, NA; Frank McCann, Brazilian-American Alliance, 304-305; and William Perry, “The
Brazilian Armed Forces: Military Policy and Conventional Capabilities of an
Emerging Power,” Military Review 58:9
(September 1978):11.
[4] General
Golbery do Couto e Silva, Aspectos
geopolíticos do Brasil (Rio de Janeiro: Biblioteca do Exército Editora,
1957), 51-60; Albert Fishlow and Abraham F. Lowenthal, Latin America’s Emergence: Toward a U.S. Response (New York:
Foreign Polilcy Association, 1979), 28; “Current Status of Military Aspects”,
March 28, 1949, RG 319 Ibid; Perry, Brazilian
Armed Forces, Ibid; and McCann, Brazilian-American Alliance, Ibid.
[5] For a more detailed treatment of the post-World War II military relationship see Sonny B. Davis, A Brotherhood of Arms; Brazil-United States Military Relations, 1945-1977 (Niwot, CO: University Press of Colorado, 1996).
[6] “Brasil denuncia acordo militar com EUA,” O Journal do Brasil, March 12, 1977,1, 19-22; and “Nabuco aplaude o ato de Geisel,” O Journal do Brazil, March 12, 1977, 19. Nabuco was a former ambassador to the United States and supported a strong pro-American foreign policy.
[7] “Draft
of Instructions for Staff Conversations with Military and Naval Representatives
of the Other American Republics,” July 28, 1944, RG-319, P&O Division
Decimal File, 1946-1948, Box 284, 334 JABOAR, NA; Matthew B. Ridgeway Papers,
Box 13, Folder “Eyes Only,” January 5-September 1, 1949, United States Military
History Institute (hereafter USMHI); Michael J. Francis, Attitudes of the United States Government Toward Collective Military
Arrangements with Latin America, 1945-1960 (Ann Arbor, Mich.: University
Microfilms, 1974), 28; John Child, Unequal
Alliance: The Inter-American Military
System, 1938-1978 (Boulder, CO: Westview Press, 1980), 74-77; and Kenneth
Callis Lanoue, “An Alliance Shaken: Brazil and the United States, 1945-1950,”
(Ph.D. diss., Louisiana state University and Agricultural and Mechanical
College, 1978), 55.
[8] General K. F. Hertford to Chief of Staff, March 13, 1946, RG-#19, P&O decimal File, 1946-1948, 091 Brazil (Sec. I) (Cases 1-), NA.
[9] Joseph C. Grew to Secretary of State, May 23, 1945; Freeman Matthews to Secretary of State, May 30, 1945, RG-218, JCS Combined Chiefs of Staff Decimal File, 1942-1945, CCS 382 (5-21-45), NA; and General K. F. Hertford to Chief of Staff, March 13, 1946, RG-319, P&O Decimal File, 1946-1948, 091 Brazil (Sec. I) (Cases 1-), NA.
[10] The JBUSDC and the JBUSMC had been created under the 1942 military accord to deal with all bilateral military issues between Brazil and the United States. See Davis, Brotherhood of Arms, chapter 2, 20-42.
[11] Memo by Vice Admiral A. W. Johnson, August 14, 1945; Admiral E. J. King to Secretary of the Navy James Forrestal, August 24, 1945, RG-218, JCS Combined Chiefs of Staff Decimal File, 1942-1945, CCS 3000 (8-35-45), JCS 1485; Notes of the 64th Meeting of the JBUSMC, August 3, 1945, RG-218, JCS Military Commissions, U.S.-Brazil, 33-29, DDC 1350, Visists, Box 1; Recommendation No. 16 (Rio), October 15, 1945, RG-218 JCS Military Commissions, U.S.-Brazil 9010 (International Agreements, Political-Military Agreements), Box 3, Sec. 1-3; Hertford to Chief of Staff, March 13, 1946, RG-319, P&O Decimal File, 1946-1948, 091 Brazil (Sec. 10) (Cases 1-), Box 59, NA; Cel. Humberto Martins de Mello, “A restuturação do exército,” A Defesa Nacional 33:384 (May 1946): 14-15; and Editorial, A Defesa Nacional 22:376 (September 1945): 5-8. The author’s interview with Lt. Colonel Daniel Mason, Military Liaison Office, United States Embassy-Brasilía, June 14, 1985, provided much insight into the reward posting of the JBUSDC.
[12] The Dutra administration broke relations with the Soviet Union and closed the Brazilian Communist Party, as well as supported U.S. positions at regional conferences. For information on the JBUSMC study see “The Role of Brazil in a Hemisphere Defense Scheme,” Staff Study, U.S. Delegation JBUSMC, June 16, 1947; and Leland P. Lavette, Senior Naval Member, U.S. Delegation JBUSMC to Chief of Naval Operations, June 20, 1947, RG-319, P&O Decimal File, 1946-1948, 381 TS (Sec. V) (Cases 81-90), NA.
[13] Colonel G. Ordway, Chief, Western Hemisphere Branch, OPS Group Plans & Operations, to U.S. Army Delegation JBUSMC, August 6, 1947, RG-319, P&O Decimal File, 1946-1948, 381 TS (Sec. V) (Cases 81-90); “Troop Basis for Brazilian Army,” Memo for the Record, June 10, 1948, RG-319 P&O Decimal File, 1949-Feb. 1950, 091 Brazil, Box 534 (Sec. 11) (Cases 21-); and Memo for the Record, June 10, 1948, RG-319, P&O Decimal File, 1946-1948, 091 Brazil, Box 59 (Sec. I) (Cases 1-), NA.
[14] Royall to Molina, June 4, 1948, Department of State, Foreign Relations of the United States, 1947, Vol. 9, The United Nations; The Western Hemisphere (Washingoton, D.C.: GPO, 1972), 322 (hereafter cited as FRUS); and Ridgeway to Bradley, July 28, 1949, Box 13, Official Papers Flolder, Matthew B. Ridgeway Papers, United States Military History Institute (hereafter cited as USMHI).
[15] Notes of Conference Between General Obino (Brazil) and General Eisenhower at 0930, December 4, 1946, RG-319, P&O Decimal File 1946-1948, Entry 154, Box 73, P&O Top Secret, P&O 337 TS (Sec. I) (Case 14), NA.
[16] General T.S. Timberman, Chief–Operations Group P&O to Director, P&O General Staff–U.S. Army, July 12, 1948, RG-319, P&O Decimal File, 1946-1948, 334 Joint Brazil-U.S. Defense Commission (Sec. I) (Cases 1-), Box 284, NA; and General Matthew B. Ridgeway, Oral History Transcript, USMHI, 10-12.
[17] SWNCC, “Training of Foreign Nationals at U.S. Service Schools,” March 24, 1947, RG-218, JCS Central Decimal File, 1946-1947, CCS 353 (531-43), Sec. 3, 40; “Training Foreign Nationals at U.S. Service Schools,” Report by the Joint Strategic Plans Committee to the JCS, August 12, 1949, annex to Appendix “A” to enclosure “A,” RG-218 JCS Central Decimal File, 1948-1950, CCS 353 (5-31-43), Sec. 6, 566-567; Adjutant General to Commandant AAF Special Staff School, June 7, 1946, RG-218, JCS Military Commissions, U.S.-Brazil, BOC 1300-1350, Visits-1-, BDC 3500-3520, Schools Book-1, 15-8; and Memorandum for the Record, October 9, 1946, RG-319, P&O Decimal File, 1946-1948, 350.2 (Sec. I) (Cases 1-20), Box 332, NA. The U.S. Congress did not provide the legal means for arming Brazil until the 1951 Military Assistance Act.
[18] Two works that examine the importance of the ESG in Brazilian political
life are Ronald M. Schneider, The
Political System of Brazil: Emergence of a “Modernizing” Authoritarian Regime,
1964-1970 (New York: Columbia University Press, 1971); and Alfred Stepan, The Military in Politics: Changing Patterns
in Brazil (Princeton University Press, 1971). For
a good study of how the ESG and the Escola de Comando e Estado Maior do
Exército assist in clique formation see Frank D. McCann, “The Military”, in Modern Brazil: Elites and Masses in
Historical Perspective, eds. Michael L. Conniff and Frank D. McCann
(Lincoln: University of Nebraska Press, 1989), 49-54. For the role of Cordeiro de Farias in establishing the ESG see
General Oswaldo Cordeiro de Farias, Aspasia Camargo, and Wilder de Góes, Meio seculo de combate: Dialógo com Cordeiro
de Farias (Rio de Janeiro: Editora Nova Fronteira, 1981), 412-418.
[19] “Notes of Conference Between General Obino (Brazil) and General
Eisenhower at 0930,” December 4, 1946; Ruth Leacok, Requiem for Revolution: The United States and Brazil, 1961-1969
(Kent, Ohio: Kent State University Press, 1990), 182-183; Antônio de Aruda, ESG: História de sua doutrina (São
Paulo: Editores GRD, 1980), 1-9; and Cordeiro de Farias et. al., Meio seculo, 412-418.
[20] “Draft of Instructions for Staff Conversations with Military and Naval Representatives of Other American Republics, July 28, 1944,” RG-319, P&O Decimal File, 1946-1948, Box 284, 334 JABOAR (Sec. I) (Cases 1-), NA; CIA, National Intelligence Estimate, “Conditions and Trends in Latin America Affecting U.S. Security,” December 12, 1952, President’s Secretary’s File (PSF)-254, Harry S. Truman Library (hereafter cited as HSTL); and Berle to Truman, October 30, 1945, White House Central Files, Box 33, Folder 5, HSTL. In a letter to Truman, Adolf Berle praised the Brazilian Army for the overthrow of Getúlio Vargas, forshadowing the concept of the military as a nation builder, which later became a dominate theme at the ESG.
[21] Eisenhowerto Gerhardt, January 16, 1947, Charles H. Gerhardt Papers, Folder 2, USMHI; Gerhardt to Director P&O, February 25, 1947, RG-319, P&O Decimal File, 1946-1948, Box 332 (Sec. III) (Cases 21-); Ordway to U.S. Army Member, Ground Section–JBUSMC, March 18, 1947; Brig. General Gordon P. Saville, U.S. Army Member, Air Section–JBUSMC, to Commanding General Army Air Forces, March 11, 1947, RG-319 P&O Decimal File, 1946-1948, Box 332 (Sec. II) (Cases Sub-Nos1-), NA; and Stepan, Military in Politics, 175-178.
[22] Freeman to Mullins, January 13, 1950, RG-319, P&O Decimal File, 1949-February 1950, Entry 154, Box 200, 334 JBUSMC TS (Sec. I) (Case 1), NA; Brig. Gen. Henrique Baptista Duffles Lott to Foreign Liaison Officer, February 12, 1947, RG-319, P&O Decimal File, 1946-1948, Box 332 (Sec. II) (Case 20 only) (Sub-Nos 1), NA; Comissão de Relações Públicas do Exército, O seu exército (N.p.: N.p., 1967), 23; and Joffre Gomes da Costa, Marechal Henrique Lott (Rio de Janeiro: N.p., 1960), 201.
[23] Maj. Gen. Lauris Norstad, Director–Plans & Operations, to Chief of Staff, May 9, 1947, RG-319, P&O Decimal File, 1946-1948, Box 332, NA.
[24] For a detailed study of the negotiations and U.S. influence see Davis, A Brotherhood of Arms, 93-110.
[25] See Davis, Ibid, 147-161.
[26] James Webb, Memorandum for the President, October 6, 1950, White House Central Files--37; Dean Acheson, Memorandum of Conversation, October 9, 1950, Dean Acheson Papers, Box 65, HSTL.
[27] Ridgeway to Bradley, July 28, 1949, Box 13, Official Papers Folder, Maatthew B. Ridgeway Papers, USMHI; Dean Acheson, “Effect in Brazil of Argentine Developments and Significance to Brazilian-American Relations of Possible Election of Vargas to Presidency,” Memorandum for the President, May 1, 1950, White House Central Files--37, Folder 22, Box 22, HSTL; and Memorandum Prepared in the Department of State, January 4, 1950, FRUS 1950, 597. Also see Ten. Cel. Adelardo Filho, “Problemas do Brasil,” Ten. Cel. J. H. García, “ A Defesa Nacional 37:430 (May 1950): 71080, 95-96; and Nelson Werneck Sodré, História militar do Brazil, 2d ed. (Rio de Janeiro: Editora Civilização Brasileira, 1968), 304-355.
[28] Dean
Acheson, Memorandum for the President, May 10, 1950, White House Central
Files--37, Folder 22, Box 37, HSTL; and “An Estimate of the Political Potential
of Getúlio Vargas, OIR Report No. 4324, May 9, 1947, Division of Research for
the American Republics, NA.
[29] See Davis, Brotherhood of Arms, 120-122.
[30] Secretary of State to embassy in Brazil, May 10, 1951, FRUS 1951, 1198; “Inter-American Defense
Board, 1948-1950,” Willis D. Crittenberger Papers, USMHI; Memorandum by Officer
in Charge of General Assembly Affiars (Popper) to the Assistant Secretary of
zzstate for United Nations Affairs (Hicherson), Subject: Military Assistance
for Korea, March 16, 1951, FRUS 1951,
1009; Memorandum of Conversation by Mr. Milton Barall of the Office of South
American Affairs, Subject: Request for Assignment of Chilean Troops to Korea,
April 7, 1951, FRUS 1951,1275;
“Vargas fixa os rumos do futuro governo,” O
Jornal, November 5, 1950, 1-2; and Tomas Collação, “Topas,” Correio da Manha, October 18, 1952, 1.
[31] E. Bradford Burns, “Tradition and Varioation in Brazilian Foreign Policy,” Journal of Inter-American Studies and World Affairs 9:2 (April 1967): 206; Roger Fontaine, Brazil and the United States: Toward a Maturing Relationship (Washington, D.C.: American Enterprise Institute for Policy Research, 1974), 73-74; and Thomas E. Skidmore, Politics in Brazil, 1930-1964: An Experiment in Democracy (New York: Oxford University Press, 1967), 105-106.
[32] Edgard Carone, A república liberal (São Paulo: DIFEL, 1985), 48-49; and Skidmore, Politics in Brazil, 105. Some years later, U.S. Department of State officials claimed that Capitão X was Ten. Cel. Humberto de Andrade, who had just been promoted by Marshal Lott to a position in the General Headquarters in the Ministry of War. See “1959 Brazil,” n.d., RG-59, Records of the Department of State, Box 11, NA.
[33] Ten. Cel. Riograndino da Costa e Silva, “O communismo e as forças armadas,’ A Defesa Nacional 38:437 (December 1950): 115-117; Editorial, A Defesa Nacional 38:438 (January 1951): 4; Solon Lopes de Oliveira, “Uma opinião,” A Defesa nacional 38: 444 (July 1951): 128; “A polítca externa e as forças armadas,” Correiro da Manha, December 7, 1950, sec. 2, 1: and “Exame de consciência,” Correiro da Manha, December 1, 1950, sec. 2, 1.
[34] ”O Brasil e a situação internacional,: Correio da Manha, December 9, 1950, sec. 2, 2; John W. F. Dulles, Vargas of Brazil: A Political Biography (Austin: University of Texas Press, 1967),309.
[35] Memorandum
by the Officer in Charge of General Assembly Affairs to the Assistant Secretary
of State for United Nations Affairs, “Military Assistance for Korea,” March 16,
1951, FRUS 1951, 1009; “Economic and
Military Cooperation Between Brazil and the United States,” April 5, 1951, Dean
Acheson Papers, Box 66, HSTL; Truman to Vargas, April 9, 1951, White House
Central Files--38, Folder 36, Box 38, HSTL; Memorandum by Economic and
Financial Advisor of the Bureau of Inter-American Affairs (White), February 6,
1951, FRUS 1951, 1191-1194; and
Assistant Secretary of State for Inter-American Affairs (Miller) to
Commander-in-Chief, United Nations Command (Ridgeway), August 10, 1951, FRUS 1951, 1211-1212,
[36] Secretary of State to Embassy in Brazil, May 10, 1951, FRUS 1951, 1198; Assistant Secretary of State to Commander-in-Chief, United Nations Command, August 10, 1951, FRUS 1951, 1211-1212; Amado Luiz Cervo and Clodoaldo Bueno, História da política exterior do Brasil (São Paulo: Editora Atica S.A., 1992), 252-253; and Luíz Alberto Moniz Bandeira, A presença dos Estados Unidos no Brasil (Rio de Janeiro: Editora Civilização Brasileira, 1973), 329-330.
[37] Assistant Secretary of State for Inter-American Affairs to Ambassador in Brazil, October 23, 1951, FRUS 1951, 1229.
[38] Memorandum of Conversation by Officer in Charge of Brazilian Affairs (Kidder), Subject: Discussions with General Góes Monteiro on His Mission to U.S., August 27, 9151, FRUS 1951, 1213-1214; and Secretary of State to Embassy in Brazil, August 21, 1951, FRUS 1951, 1216-1217.
[39] Memorandum of Conversation, “Korean and Uniting for Peace Aid from Brazil,” August 3, 1951; “Economic and Military Cooperation Between Brazil and the United States,” April 5, 1951, Dean Acheson Papers, Box 66, HSTL; Under Secretary of State to Secretary of Defense, October 10, 1951, FRUS 1951, 1022-1-24; and “Mutual Security Program, FY 1952–Latin America,” October 29, 1951, FRUS 1951, 1024-1027.
[40] Miller to Bunker, September 10, 1951, FRUS 1951, 1106-1108; Deputy Chief of Plans, Department of the Army (Bolte) to Chief of the Joint Staff, Brazilian Armed Forces (Góes Monteiro), September 27, 1951, FRUS 1951, 1224-1228; Memorandum for Major General C. L. Mullins, Jr., Military Commission, Subject: Relationship Between the Requirements for a Brazilian Division in Korea and Requirements for a Brazilian Division in Korea and Requirements for Brazilian Forces to Assist the U.S. in the Defense of the Western Hemisphere, n.d., RG-218, JCS Geographic Decimal File, 1951-1953, Box 10, CCS 092.2 Brazil (1-11-49), Sec. 1, NA; and Warren Michael Weis, Cold Warriors and Coups d’Etat: Brazilian-American Relations, 1945-1964 (Albuquerque: University of New Mexico Press, 1993), 45-46.
[41] Bolte to Monteiro, September 7, 1951, Ibid.
[42] Memorandum by Under Secretary of State to Executive Secretary of the National Security Council, “First Progress Report on NSC 144/1, United States Objectives and Courses of Action with Respect to Latin America,” July 23, 1953, FRUS 1952-1954, 20; Lourival Coutinho, O General Góes depoe (Rio de Janeiro: Livraria Editora Coelho Branco, 1956), 517; Luíz Alberto Moniz Bandeira, Brasil-Estados Unidos: A rivalidade emergente (1950-1988) (Rio de Janeiro: Editora Civilização Brasileira, 1989), 25-48; Weis, Cold Warriors, 48-50; and Sodré, História militar, 323.
[43] Carlos Prado, “O fim do acordo militar,” Opinão, March 18, 1977, 5; “Nabuco aplaude”; and “Brasil denuncia acordo militar.”
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